SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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|
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| THE TJX COMPANIES, INC. |
| 770 COCHITUATE ROAD |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
TJX COMPANIES INC /DE/
[ TJX ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| SEVP, CFO |
|
3. Date of Earliest Transaction
(Month/Day/Year)
11/26/2019
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
11/26/2019 |
|
M |
|
26,054 |
A |
$36.605
|
145,078 |
D |
|
| Common Stock |
11/26/2019 |
|
M
|
|
26,054 |
D |
$60.4418
|
119,024 |
D |
|
| Common Stock |
11/26/2019 |
|
M |
|
38,120 |
A |
$37.52
|
157,144 |
D |
|
| Common Stock |
11/26/2019 |
|
M
|
|
38,120 |
D |
$60.4418
|
119,024 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Option |
$36.605
|
11/26/2019 |
|
M
|
|
|
26,054 |
09/14/2018 |
09/14/2027 |
Common Stock |
26,054 |
$0.00
|
13,026 |
D |
|
| Option |
$37.52
|
11/26/2019 |
|
M
|
|
|
38,120 |
09/15/2017 |
09/15/2026 |
Common Stock |
38,120 |
$0.00
|
0 |
D |
|
| Explanation of Responses: |
|
|
| Remarks: |
|
|
/s/ Erica Farrell, by Power of Attorney dated April 1, 2019 |
11/26/2019 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
For Forms 3, 4 and 5
I hereby constitute and appoint each of Scott Goldenberg, Alicia Kelly,
Mary B. Reynolds, and Erica Farrell acting singly, with full power of
substitution
to each, my true and lawful attorney-in-fact to:
1. prepare, execute, and file with the United States Securities and Exchange
Commission and any stock exchange or similar authority for and on my behalf
Forms
3, 4, and 5 pursuant to Section 16(a) of the Securities Exchange Act of 1934, as
amended, and the rules thereunder with respect to securities of The TJX
Companies, Inc.
(the "Company") and any amendments thereto; and
2. prepare, execute, and file such other documents and take such other
actionthat I could take and which, in the opinion of the attorney-in-fact so
acting, may be necessary or desirable in connection with the foregoing.
I acknowledge that the documents executed by such attorney-in-fact on my behalf
pursuant to this Power of Attorney shall be in such form and shall contain such
terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion but that I remain responsible for the content of
such forms. I further acknowledge that neither the foregoing attorneys-in-fact
in serving in such capacity at my request nor the Company is assuming any
responsibilities for my compliance with Section 16 of the Securities Exchange
Act of 1934, as amended, and shall have no liability for any action taken or
failed to be taken pursuant to this Power of Attorney or with respect to such
compliance.
This Power of Attorney shall remain in full force and effect until I am no
longer required to file Forms 3, 4, and 5 with respect to securities of the
Company, unless earlier revoked by me in a signed writing delivered to the
foregoing attorneys-in-fact. This Power of Attorney may be filed with the
United States Securities and Exchange Commission as a confirming statement
of authority granted herein.
IN WITNESS WHEREOF, I have caused this Power of Attorney to be executed as of
this 1st day of April 2019.
/s/ Scott Goldenberg
Signature
Scott Goldenberg
Print Name
